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compliancetraining.uk.com

10 - Mar - 2010

Consultant specialists in Financial Services, Property, Mortgage, and Insurance Compliance.

Compliance News

Compliance Training in West Yorkshire

Regulatory Compliance

FSA warns small firms considering using consolidation business

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Submitted by {FSA} on Tuesday 20th October 2009

Current financial stability

The current financial stability regime is a "disaster"

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Submitted by {FOR-PMI Ltd} on Tuesday 2nd June 2009

Common Platforms

With effect from 1 April 2009, the FSA extended the 'common platform' requirements to firms who are not currently subject to them i.e. 'non MiFID' firms.

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Submitted by {Douglas Martin Associates} on Monday 11th May 2009

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